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Revenue Ruling 59-60 and its eight factors

Last updated

Quick Answer

Revenue Ruling 59-60 sets out eight factors for determining the fair market value of stock in a closely held corporation.1

What it is

They are the nature and history of the business; the economic outlook generally and for the industry; book value and financial condition; earning capacity; dividend-paying capacity; goodwill or other intangible value; sales of the stock and the size of the block being valued; and the market price of comparable publicly traded stocks. It is a weighing framework, not a formula.1

Operational context

Why It Matters

It remains the reference point for private-company fair market value arguments, and an appraisal that does not address each factor gives the IRS a straightforward basis on which to reject it.1

Frequently Asked Questions

What is Revenue Ruling 59-60 and its eight factors in venture capital?

They are the nature and history of the business; the economic outlook generally and for the industry; book value and financial condition; earning capacity; dividend-paying capacity; goodwill or other intangible value; sales of the stock and the size of the block being valued; and the market price...

Why is Revenue Ruling 59-60 and its eight factors important for startups?

Understanding Revenue Ruling 59-60 and its eight factors is critical for founders navigating the fundraising process. It directly impacts deal terms, valuation, and the relationship between founders and investors.

Sources & References

  1. 1.T1-11 — Internal Revenue ServiceRevenue Ruling 59-60Internal Revenue Service(Revenue Ruling 59-60 sets out eight factors for determining the fair market value of stock in a closely held corporation.)primary · T1 · valuation · rule

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